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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-12-02 |
| CA | RA | APPROVED | 2014-02-13 |
Branch Locations
4250 Executive Square Suite 800, La Jolla, CA 92037-9103 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc. | La Jolla | CA | 01/2014 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-26 |
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