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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-01-03
  • TX RA
    APPROVED
    Since 2011-01-03

Branch Locations

13215 Bee Cave Pkwy Ste 150, Bldg A, Bee Cave, TX 78738 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Austin TX 06/2006 Present
Wells Fargo Advisors Llc Austin TX 01/2011 11/2016
Wells Fargo Clearing Services, Llc Austin TX 11/2016 Present
  • 06/2006 → Present
    Wells Fargo Bank, N.A.
    Austin, TX
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Austin, TX
  • 11/2016 → Present
    Austin, TX
Previous Registrations
  • 2007-12-06 → 2011-01-03
    Wells Fargo Investments, Llc
    Austin, TX
    Austin, TX
Other Businesses

CD BABY; NOT INV RELATED; PORTLAND, OR; MUSICIAN; START DATE 10/26/2024; 1 HR PER MONTH; 0 HRS DURING TRADING; CREATED AND UPLOADED ORIGINAL MUSIC TO CD BABY TO BE DISTRIBUTED TO STREAMING SERVICES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-30
  • S66 Uniform Combined State Law Examination
    2007-11-30

View on SEC IAPD

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