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Graham Patrick Heck

LPl Financial LLC

Bee Cave, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-29
  • TX RA
    APPROVED
    Since 2023-09-29

Branch Locations

12600 Hill Country Blvd Ste. R-275, Office 212,213, Bee Cave, TX 78738 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Austin TX 03/2012 11/2016
Wells Fargo Clearing Services, Llc Austin TX 11/2016 10/2020
Raymond James Financial Services, Inc. Austin TX 10/2020 05/2022
Steward Partners Global Advisory, Llc Austin TX 10/2020 09/2023
Steward Partners Investment Advisory, Llc Austin TX 10/2020 09/2023
Praetorian Wealth Management Of Steward Partners Austin TX 10/2020 09/2023
Steward Partners Investment Solutions, Llc Austin TX 05/2022 09/2023
Lpl Financial Llc Bee Cave TX 09/2023 Present
  • 03/2012 → 11/2016
    Wells Fargo Advisors, Llc
    Austin, TX
  • 11/2016 → 10/2020
    Austin, TX
  • 10/2020 → 05/2022
    Raymond James Financial Services, Inc.
    Austin, TX
  • 10/2020 → 09/2023
    Steward Partners Global Advisory, Llc
    Austin, TX
  • 10/2020 → 09/2023
    Austin, TX
  • 10/2020 → 09/2023
    Praetorian Wealth Management Of Steward Partners
    Austin, TX
  • 05/2022 → 09/2023
    Steward Partners Investment Solutions, Llc
    Austin, TX
  • 09/2023 → Present
    Bee Cave, TX
Previous Registrations
Other Businesses

1. 09/29/2023 - Praetorian Private Wealth Powered by LPL Financial - Employee Model Brand Name - Branding Purposes Only - Not Investment Related - At Reported Business Location(s) - Time Spent 100%

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-24
  • S66 Uniform Combined State Law Examination
    2014-06-24

View on SEC IAPD

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