Phillip D Maltzahn

Current Employers

Wealth Management

125 South 4Th Street, Norfolk, NE 68701 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2024-06-04
NE	RA	APPROVED	2007-10-15

CO RA
APPROVED

Since 2024-06-04
NE RA
APPROVED

Since 2007-10-15

Branch Locations

125 South 4Th Street, Norfolk, NE 68701 • United States

Windsor, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Almquist,Maltzahn, Galloway & Luth Pc	Grand Island	NE	01/1997	06/2024
Wealth Management, Llc	Norfolk	NE	10/2007	Present

01/1997 → 06/2024

Almquist,Maltzahn, Galloway & Luth Pc

Grand Island, NE
10/2007 → Present

Wealth Management, Llc

Norfolk, NE

Other Businesses

Millennia Home Source, Inc.- not investment related - 1 Ponderosa Drive Grand Island, NE 60003 - Commercial Real Estate Rental - Secretary/Treasurer - 01/2006 - Approx. 1 hour monthly/Approx 1 hour during securities trading hours monthly - Accounting and tax return preparation.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-10-11

S65 Uniform Investment Adviser Law Examination

2007-10-11

Designations

View on SEC IAPD

Current Employers

Wealth Management

Disclosures

Employment History

Other Businesses

Exams

Designations

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