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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-08-21 |
| WA | RA | APPROVED | 2009-04-14 |
Branch Locations
340 4Th St, Kirkland, WA 98033 • United States
Grapeview, WA • United States
Redmond, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Bellevue | WA | 03/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Kirkland | WA | 03/2020 | Present |
Outside Employment; Unknown at this time; Franchise Advisor/Sole Proprietor - As a lease signer and franchise advisor, I anticipate a future sublease for 1-2 offices in our primary business location to a CPA, attorney, or other non-investment professional who will pay rent to me per a negotiated sublease agreement.; ; 340 4th Street, , Kirkland, WA, 98033; Investment-Related; 04/01/2020; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-11 |
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