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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-12-04 |
| SC | RA | APPROVED | 2017-10-31 |
| WY | RA | APPROVED | 2017-08-03 |
| CO | RA | APPROVED | 2016-11-29 |
Branch Locations
104 South Wolcott St, Casper, WY 82601 • United States
104 South Wolcott, Casper, WY 82601 • United States
8118 Hwy 789, Lander, WY 82520 • United States
323 E. Main Street, Riverton, WY 82501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services | St. Cloud | MN | 09/2007 | 11/2016 |
| First Interstate Bank | Casper | WY | 07/2007 | Present |
| Cetera Investment Advisers Llc | Casper | WY | 01/2014 | 11/2016 |
| Lpl Financial | Casper | WY | 11/2016 | Present |
1. 11/29/2016 - FIRST INTERSTATE INVESTMENT SERVICES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 0%/ CASPER, WY 2. 6/11/2021 - First Interstate Wealth Management - Not Investment Related - At Reported Business Location(s) - Financial Institution Duty - Wealth Advisor - Start Date: 11/29/2016 - 50 Hours Per Month/25 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-28 |
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