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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-08-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Flushing | NY | 11/2014 | 06/2018 |
| J.P. Morgan Chase Bank | Flushing | NY | 11/2014 | 06/2018 |
| Hsbc Bank Usa, N.A. | New York | NY | 06/2018 | 12/2021 |
| Hsbc Securities Usa, Inc. | New York | NY | 06/2018 | 12/2021 |
| Hsbc Securities (Usa) Inc. | New Hyde Park | NY | 07/2022 | Present |
| Hsbc Bank Usa, N.A. | New Hyde Park | NY | 07/2022 | Present |
| New York Life | Flushing | NY | 01/2022 | 07/2022 |
1. The name of the other business - AAA HARMONY LLC 2. Whether the business is investment-related: No 3. The address of the other business - 3 hilldale dr, albertson Ny 11507 4. The nature of the other business: Real Estate Property 5. Your position: Owner 6. Title: Owner 7. Relationship with the other business: owner 8. The start date of your relationship: 15-Apr-2025 9. The approximate number of hours/month you devote to the other business: 0 10. The number of hours you devote to the other business during securities trading hours: 0 11. Briefly describe your duties relating to the other business: This business established to purchase investment property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 2015-01-12 |
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