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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-07-17 |
| PR | RA | APPROVED | 2025-02-18 |
| ME | RA | APPROVED | 2025-01-30 |
| TX | RA | APPROVED_RES | 2024-05-31 |
| NC | RA | APPROVED | 2024-02-19 |
| AL | RA | APPROVED | 2023-08-21 |
| NY | RA | APPROVED | 2022-10-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | Valley Stream | NY | 04/2015 | 10/2020 |
| Hsbc Securities (Usa) Inc. | Valley Stream | NY | 04/2015 | 10/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Garden City | NY | 10/2020 | 06/2021 |
| Wells Fargo Bank, Na | Hempstead | NY | 06/2021 | 09/2022 |
| Wells Fargo Clearing Services, Llc | Hempstead | NY | 06/2021 | 09/2022 |
| Hsbc Bank Usa, N.A. | New Hyde Park | NY | 09/2022 | Present |
| Hsbc Securities (Usa) Inc. | New Hyde Park | NY | 10/2022 | Present |
Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-03 |
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