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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-03-12 |
| GA | RA | APPROVED | 2024-09-20 |
| SD | RA | APPROVED | 2023-08-07 |
| TX | RA | APPROVED_RES | 2021-09-16 |
| NY | RA | APPROVED | 2021-07-14 |
| NC | RA | APPROVED | 2020-05-20 |
| DE | RA | APPROVED | 2019-04-15 |
| CT | RA | APPROVED | 2015-12-07 |
Branch Locations
1572 Union Tpke, New Hyde Park, NY 11040 • United States
New Hyde Park, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, National Association | Port Washington | NY | 01/2016 | Present |
| Hsbc Securities Usa, Inc. | Port Washington | NY | 01/2016 | Present |
Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA)Inc.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-12-16 |
| S66 | Uniform Combined State Law Examination | 2008-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-20 |
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