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Steven Wagner

Hsbc Securities (Usa) Inc.

New Hyde Park, NY

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-07-19
  • NY RA
    APPROVED
    Since 2023-07-19

Branch Locations

1572 Union Tpke, New Hyde Park, NY 11040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa N.A. Carle Place NY 09/2015 04/2017
Hsbc Securities (Usa) Inc Carle Place NY 09/2015 04/2017
Hsbc Bank Usa National Association Carle Place NY 04/2017 06/2020
Hsbc Securities (Usa) Inc. Carle Place NY 04/2017 06/2020
Hsbc Securities (Usa) Inc. New York NY 07/2022 Present
Hsbc Bank Usa, N.A. New York NY 07/2022 Present
Investors Bank Brooklyn NY 08/2020 07/2022
  • 09/2015 → 04/2017
    Hsbc Bank Usa N.A.
    Carle Place, NY
  • 09/2015 → 04/2017
    Hsbc Securities (Usa) Inc
    Carle Place, NY
  • 04/2017 → 06/2020
    Hsbc Bank Usa National Association
    Carle Place, NY
  • 04/2017 → 06/2020
    Hsbc Securities (Usa) Inc.
    Carle Place, NY
  • 07/2022 → Present
    Hsbc Securities (Usa) Inc.
    New York, NY
  • 07/2022 → Present
    Hsbc Bank Usa, N.A.
    New York, NY
  • 08/2020 → 07/2022
    Investors Bank
    Brooklyn, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-18
S63 Uniform Securities Agent State Law Examination 2022-08-29
  • S66 Uniform Combined State Law Examination
    2023-07-18
  • S63 Uniform Securities Agent State Law Examination
    2022-08-29
Other Names
  • Steven Michael Wagner

View on SEC IAPD

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Other Offices

CITIZENS SECURITIES, INC. · NEW HYDE PARK, NY
CITIGROUP GLOBAL MARKETS INC. · New Hyde Park, NY
J.P. MORGAN SECURITIES LLC · NEW HYDE PARK, NY
J.P. MORGAN SECURITIES LLC · NEW HYDE PARK, NY
DAVIDOV FINANCIAL COACHING, LLC · NEW HYDE PARK, NY
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CAPTRUST · Lake Success, NY
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