Steven Wagner

Employer firm

Hsbc Securities (Usa) Inc. CRD 19585

$3.84B regulatory AUM

Reported services (Item 5G)

• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• PROVIDE ASSET ALLOC RECOMMENDATIONS & BASED UPON SUCH RECOMMENDATIONS 3RD PARTY ADV TO MANAGE ASSETS PURSUANT TO CLIENT APPROVAL

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 04/2017
  Hsbc Bank Usa N.A.
  Carle Place, NY
• 09/2015 → 04/2017
  Hsbc Securities (Usa) Inc
  Carle Place, NY
• 04/2017 → 06/2020
  Hsbc Bank Usa National Association
  Carle Place, NY
• 04/2017 → 06/2020
  Hsbc Securities (Usa) Inc.
  Carle Place, NY
• 07/2022 → Present
  Hsbc Securities (Usa) Inc.
  New York, NY
• 07/2022 → Present
  Hsbc Bank Usa, N.A.
  New York, NY
• 08/2020 → 07/2022
  Investors Bank
  Brooklyn, NY

Exams

• S66 Uniform Combined State Law Examination
  2023-07-18
• S63 Uniform Securities Agent State Law Examination
  2022-08-29

Other Names

• Steven Michael Wagner