John Patrick Sulit

Current Employers

Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-07-08
NJ	RA	APPROVED	2006-01-31

NY RA
APPROVED

Since 2021-07-08
NJ RA
APPROVED

Since 2006-01-31

Branch Locations

901 Central Park Ave, Scarsdale, NY 10583 • United States

1572 Union Tpke, New Hyde Park, NY 11040 • United States

Mahopac, NY • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hsbc Bank Usa	New York	NY	01/2006	10/2016
Hsbc Bank Usa, N.A.	Brooklyn	NY	10/2016	Present
Hsbc Securities (Usa) Inc.	Brooklyn	NY	10/2016	Present

01/2006 → 10/2016

Hsbc Bank Usa

New York, NY
10/2016 → Present

Hsbc Bank Usa, N.A.

Brooklyn, NY
10/2016 → Present

Hsbc Securities (Usa) Inc.

Brooklyn, NY

Previous Registrations

2002-04-11 → 2006-01-11

Chase Investment Services Corp.

Brooklyn, NY

Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-11-16

S66 Uniform Combined State Law Examination

2000-11-16

View on SEC IAPD