Anthony Alexander Louca

Hsbc Securities (Usa) Inc.

New Hyde Park, NY

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Current Employers

Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2015-08-24

NJ RA
APPROVED

Since 2015-08-24

Branch Locations

1572 Union Tpke, New Hyde Park, NY 11040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hsbc Bank Usa N.A.	Lynbrook	NY	01/2013	Present

01/2013 → Present

Hsbc Bank Usa N.A.

Lynbrook, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-08-21
S63	Uniform Securities Agent State Law Examination	2001-10-10

S65 Uniform Investment Adviser Law Examination

2015-08-21
S63 Uniform Securities Agent State Law Examination

2001-10-10

View on SEC IAPD

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