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Matthew Arjeh Wollmann

Wedbush Securities Inc.

Pasadena, CA

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Current Employers
Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-06-09
  • CA RA
    APPROVED
    Since 2021-06-09

Branch Locations

225 S Lake Ave Penthouse, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Beverly Hills CA 02/2011 06/2021
Morgan Stanley Private Bank, National Association New York NY 01/2015 06/2021
Southwest Securities, Inc. Dalas TX 09/2015 06/2021
Wedbush Securities Los Angeles CA 06/2021 Present
  • 02/2011 → 06/2021
    Morgan Stanley Smith Barney
    Beverly Hills, CA
  • 01/2015 → 06/2021
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 09/2015 → 06/2021
    Southwest Securities, Inc.
    Dalas, TX
  • 06/2021 → Present
    Wedbush Securities
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-03-31
S63 Uniform Securities Agent State Law Examination 2008-06-17
  • S65 Uniform Investment Adviser Law Examination
    2012-03-31
  • S63 Uniform Securities Agent State Law Examination
    2008-06-17
Other Names
  • Matthew Arjeh Wollman
  • Matthew Arjeh Wollmann

View on SEC IAPD

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CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
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