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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2000-05-31
  • WA RA
    APPROVED
    Since 2000-05-31

Branch Locations

4055 Lake Washington Blvd Ne Ste 200, Kirkland, WA 98033-7871 • United States

Kenmore, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Kirkland WA 03/2000 03/2020
Ameriprise Financial Services, Llc Kirkland WA 03/2020 Present
Other Businesses

Business Ownership; J. Chambers, LLC; sole manager and owner; Manage Ameriprise Business; 19823 60th Avenue NE, , Kenmore, WA, 98028; Investment-Related; 09/21/2022; 1 to 9 hours per month; 0 during trading hours. Outside Employment; J. Chambers, LLC-S; Owner; Manage advisory business; 19823 60th Ave NE, , Kenmore, WA, 98028; Investment-Related; 09/29/2022; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-05-11
  • S66 Uniform Combined State Law Examination
    2000-05-11
Designations

View on SEC IAPD

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