Best Investors Account Sign in

William Nathan Gaston

Charles Schwab & Co., Inc.

La Jolla, CA

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-04
CA RA APPROVED 2014-05-27
  • TX RA
    APPROVED_RES
    Since 2019-01-04
  • CA RA
    APPROVED
    Since 2014-05-27

Branch Locations

7777 Fay Ave Suite 105, La Jolla, CA 92037-4325 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lajolla CA 09/2011 Present
Charles Schwab Bank Lajolla CA 05/2014 Present
Other Businesses

1) rental property | Investment Related:No|7513 E. Moreland St.|Scottsdale|AZ|85257|USA|Real Estate (Non-Agent/Broker)|rental property|8/1/2015|Less than 20|0|owner of rental property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-27
S63 Uniform Securities Agent State Law Examination 2007-10-09
  • S66 Uniform Combined State Law Examination
    2014-05-27
  • S63 Uniform Securities Agent State Law Examination
    2007-10-09

View on SEC IAPD

Other Firms

ALPHACORE CAPITAL LLC
UBS FINANCIAL SERVICES INC.
WEDBUSH SECURITIES INC.
HAMILTON MANOR & ASSOCIATES
TORREYANA CAPITAL
INTEGRATED WEALTH CONCEPTS LLC
MORGAN STANLEY
SAGE STONE WEALTH MANAGEMENT LLC

Other Investors

TIMOTHY SMITH CALLAN
KYLE ANDREW KRAUS
CHRIS JAMES MAUDLIN
NATHAN DAVID STEWART
TODD A. RUNDLE
Josh William Weisel
Samuel Joseph Woo
David Michael Jude Curiel

Other Offices

ALPHACORE CAPITAL LLC · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · La Jolla, CA
WEDBUSH SECURITIES INC. · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · LA JOLLA, CA
HAMILTON MANOR & ASSOCIATES · LA JOLLA, CA
TORREYANA CAPITAL · LA JOLLA, CA
INTEGRATED WEALTH CONCEPTS LLC · LA JOLLA, CA

More in La Jolla, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor