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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-12-11 |
| KY | RA | APPROVED | 2016-05-11 |
| DC | RA | APPROVED | 2013-06-19 |
| MO | RA | APPROVED | 2010-12-07 |
Branch Locations
297 N Hubbards Ln 2Nd & 3Rd Fl, Louisville, KY 40207 • United States
14767 North Outer 40 Rd Fl 2, Chesterfield, MO 63017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Saint Louis | MO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Saint Louis | MO | 11/2016 | Present |
THE DIAMOND CONNECTION LLC; NOT INV. RELATED; ST PETERS, MO; 50% OWNERSHIP; DIAMOND SALES; START DATE 8/2006; 2 HRS PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-19 |
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