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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2007-10-11 |
Branch Locations
Eric Town Square 124 Hebron Ave Ste 3B 2, Glastonbury, CT 06033 • United States
The Shops At Water's Edge 1587 Boston Post Rd Unit B5, Westbrook, CT 06498 • United States
Sturbridge, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | East Hartford | CT | 07/2007 | 03/2020 |
| Ameriprise Financial Services, Llc | East Hartford | CT | 03/2020 | Present |
Board of Directors; Rick's Place; Board Member; 35 Post Office ParkWilbraham, MA 01095, ,; ; 01/29/2016; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Blum Operational Support LLC; Financial Advisor; Ameriprise franchise advisor payroll; 1587 Boston Post Road, Unit B5, Westbrook, CT, 06498; Investment-Related; 11/27/2024; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-09 |
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