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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-16
MI RA APPROVED 2024-09-13
  • TX RA
    APPROVED_RES
    Since 2024-09-16
  • MI RA
    APPROVED
    Since 2024-09-13

Branch Locations

10691 East Carter Road Suite 105, Traverse City, MI 49684 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wedbush Securities Inc Traverse City MI 05/2015 09/2024
Equitable Advisors, Llc New York NY 09/2024 Present
Previous Registrations
Other Businesses

Huffman Basketball, Basketball league, Basketball coach; co-coaching boys' basketball, Sept 2024, 9 hours per week. Perennial Capital, LLC, Chief Executive Member; handles business expenses for Traverse City office/DBA, Sept 2024, one hour per month. Generations Ahead, Board Member and Treasurer, May 2026, 4 hours per month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-29
  • S66 Uniform Combined State Law Examination
    2010-12-29
Other Names
  • Jeff Stephen Spencer
  • Jeffrey Stephen Spencer
  • Jeff Spencer

View on SEC IAPD

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