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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-01-07 |
| IL | RA | APPROVED | 2007-12-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Peoria | IL | 07/2007 | Present |
| Bank Of America, N.A. | Peoria | IL | 07/2011 | Present |
I*2460262, Entity Type: Entity For Profit, Name of OBA: BBE&T LLC, Address: Lake Geneva, Wisconsin, 53147, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 05/14/2025, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties: We established an LLC to protect our personal assets in the case of someone suing us for an accident that may happen on the rental property. We hired a property manager that will handle all the booking, cleanings and day to day noise. We plan on being very hands off with hopes that the property will appreciate over time and renting this as a short term rental for the tax benefits as well as offsetting the expenses of owning this property as well as getting to enjoy it a few weeks a year with our family. I*3612277 Entity Type: N/A Name of OBA: Family/Mother's accounts Address: Six Mile, Illinois, 29682 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 01/22/2026 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: Parents
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-12 |
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