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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-01-07
IL RA APPROVED 2007-12-01
  • TX RA
    APPROVED
    Since 2009-01-07
  • IL RA
    APPROVED
    Since 2007-12-01

Branch Locations

230 Sw Adams St, Peoria, IL 61602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Peoria IL 07/2007 Present
Bank Of America, N.A. Peoria IL 07/2011 Present
Other Businesses

I*2460262, Entity Type: Entity For Profit, Name of OBA: BBE&T LLC, Address: Lake Geneva, Wisconsin, 53147, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 05/14/2025, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties: We established an LLC to protect our personal assets in the case of someone suing us for an accident that may happen on the rental property. We hired a property manager that will handle all the booking, cleanings and day to day noise. We plan on being very hands off with hopes that the property will appreciate over time and renting this as a short term rental for the tax benefits as well as offsetting the expenses of owning this property as well as getting to enjoy it a few weeks a year with our family. I*3612277 Entity Type: N/A Name of OBA: Family/Mother's accounts Address: Six Mile, Illinois, 29682 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 01/22/2026 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: Parents

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-12
  • S66 Uniform Combined State Law Examination
    2007-11-12
Other Names
  • Robert W Young

View on SEC IAPD

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