Joseph Howard Ferguson

Current Employers

Employment History

• 08/2013 → 07/2017
  Stadion
  Denver, CO
• 07/2017 → 04/2020
  Raym,Ond James Financial Services, Inc.
  Casper, WY
• 08/2017 → 04/2020
  Raymond James Financial Services Advisors Inc.
  Casper, WY
• 04/2020 → 04/2021
  Unemployed
  Casper, WY
• 04/2021 → Present
  Lpl Financial Llc
  Casper, WY

Previous Registrations

• 2017-08-15 → 2020-05-05
  Raymond James Financial Services Advisors, Inc
  Casper, WY
• 2015-12-02 → 2017-07-17
  Stadion Money Management, Llc
  Highlands Ranch, CO
  Watkinsville, GA

Other Businesses

1. 06/27/2022 - Wyoming State Soccer Association - Not Investment Related - 1700 E K Street, Casper, WY 82601 - Outside/W-2 Employment - Head Coach - Start Date - 06/03/2022 - 6 Hours Per Month/ 0 Hours During Securities Trading. 2. 04/11/2024 - Other - Youth Coach - Assistant Soccer Coach for Natrona County High School - 930 S Elm Street, Casper, WY 82601 - Not Investment Related - Start Date 03/04/2024 - 20 Hours Per Month/ 0 Hours During Trading 3. 02/18/2025- Ferguson Wealth Management- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 06/23/2021- 40 Hours Per Month- 40 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-12-02
• S63 Uniform Securities Agent State Law Examination
  2007-10-15

Other Names

• Joe Ferguson