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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-05-22 |
| MI | RA | APPROVED | 2010-05-12 |
| OH | RA | APPROVED | 2008-02-05 |
Branch Locations
333 W Grandview Pkwy, Traverse City, MI 49684 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Traverse City | MI | 12/2007 | Present |
| Bank Of America, N.A. | Traverse City | MI | 12/2009 | Present |
I*133151 For profit or not for profit: For-Profit Organization Name of outside business organization: Guy Property Group LLC Investment related: N Address of business: Traverse City, Michigan 49684 Nature of business: LLC, Position, title, association: Limited Partner, Start date of relationship: 7/23/2020 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Part owner of rental cabins with my wife. 2)I*47198 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: JDG HOLDINGS LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: 2865 LOG LAKE RD, KALKASKA, MICHIGAN 49646 NATURE OF BUSINESS: FAMILY BUSINESS, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 11/30/2012 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: INVEST IN OIL & GAS WELLS. I*95571 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: STAND UP FOR GREAT LAKES INVESTMENT RELATED: N ADDRESS OF BUSINESS: TRAVERSE CITY, MICHIGAN 49684 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 7/1/2016 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DOING ACTIVITIES TO KEEP OUR LAKES CLEAN. PICKING UP TRASH AND RAISING FUNDS FOR LOCAL CLEAN WATER ORGANIZATIONS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-17 |
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