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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-05-22
MI RA APPROVED 2010-05-12
OH RA APPROVED 2008-02-05
  • TX RA
    APPROVED_RES
    Since 2019-05-22
  • MI RA
    APPROVED
    Since 2010-05-12
  • OH RA
    APPROVED
    Since 2008-02-05

Branch Locations

333 W Grandview Pkwy, Traverse City, MI 49684 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Traverse City MI 12/2007 Present
Bank Of America, N.A. Traverse City MI 12/2009 Present
Other Businesses

I*133151 For profit or not for profit: For-Profit Organization Name of outside business organization: Guy Property Group LLC Investment related: N Address of business: Traverse City, Michigan 49684 Nature of business: LLC, Position, title, association: Limited Partner, Start date of relationship: 7/23/2020 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Part owner of rental cabins with my wife. 2)I*47198 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: JDG HOLDINGS LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: 2865 LOG LAKE RD, KALKASKA, MICHIGAN 49646 NATURE OF BUSINESS: FAMILY BUSINESS, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 11/30/2012 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: INVEST IN OIL & GAS WELLS. I*95571 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: STAND UP FOR GREAT LAKES INVESTMENT RELATED: N ADDRESS OF BUSINESS: TRAVERSE CITY, MICHIGAN 49684 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 7/1/2016 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DOING ACTIVITIES TO KEEP OUR LAKES CLEAN. PICKING UP TRASH AND RAISING FUNDS FOR LOCAL CLEAN WATER ORGANIZATIONS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-17
  • S66 Uniform Combined State Law Examination
    2007-08-17
Other Names
  • Jeffrey David Guy
  • Jeffrey D Guy

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