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David Barton Zlotucha

Northwestern Mutual Investment Services, LLC

Salt Lake Cty, UT

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2013-08-20
  • UT RA
    APPROVED
    Since 2013-08-20

Branch Locations

111 East Broadway Suite 1400, Salt Lake Cty, UT 84111-5260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Salt Lake City UT 08/2013 Present
Tmg Agency Llc Salt Lake City UT 06/2014 Present
Previous Registrations
  • 2010-04-28 → 2013-07-29
    Morgan Stanley
    South Jordan, UT
    South Jordan, UT
Other Businesses

KENSINGTON SYMPHONY, NOT INVESTMENT-RELATED, 6368 LIGHT HILL CIRCLE, HERRIMAN UT 84096, VIOLINIST, SEPTEMBER 2014, 20 HOURS PER MONTH, VOLUNTEER VIOLINIST THAT MAY RECEIVE A SMALL PAYMENT FOR PRACTICES ATTENDED DEPENDING ON THE CONCERT ATTENDANCE AND REVENUE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-22
  • S66 Uniform Combined State Law Examination
    2010-04-22
Other Names
  • David Zlotucha

View on SEC IAPD

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