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111 West Houston Street, San Antonio, TX 78205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2026-01-14 |
| TX | RA | APPROVED | 2023-11-02 |
Branch Locations
215 E Shore Dr, Spring, TX 77380 • United States
111 West Houston Street, San Antonio, TX 78205 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Birmingham | AL | 02/2013 | 07/2021 |
| Bbva Wealth Solutions Inc. | The Woodlands | TX | 02/2013 | 07/2021 |
| Bbva Securities Inc. | The Woodlands | TX | 05/2013 | 07/2021 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 02/2013 | 07/2021 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 07/2021 | 10/2023 |
| Frost Brokerage Services, Inc | Spring | TX | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-16 |
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