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Andrew Clayton Smith

Wells Fargo Clearing Services, LLC

Elmira, NY

Tioga, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-06-25
NY RA APPROVED 2021-07-27
NJ RA APPROVED 2007-08-10
  • PA RA
    APPROVED
    Since 2024-06-25
  • NY RA
    APPROVED
    Since 2021-07-27
  • NJ RA
    APPROVED
    Since 2007-08-10

Branch Locations

100 W Waters St, Elmira, NY 14901 • United States

Tioga, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Elmira NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc Elmira NY 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-09
  • S66 Uniform Combined State Law Examination
    2007-08-09

View on SEC IAPD

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