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221 West Church St., Elmira, NY 14901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-06-18 |
| FL | RA | APPROVED | 2021-03-19 |
| PA | RA | APPROVED | 2020-06-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation, Inc | Elmira | NY | 04/2005 | 12/2017 |
| Mutual Securities, Inc. | Camarillo | CA | 12/2017 | Present |
| The Mustico Financial Group, Inc. | Elmira | NY | 12/2017 | Present |
1. THE WEBB AGENCY, SOLE PROPRIETOR, START DATE: 01/05, 221 W. CHURCH STREET, ELMIRA, NY 14901, INDEPENDENT INSURANCE AGENCY/AGEMT, INVESTMENT RELATED, 5 HOURS PER MONTH, 1/2 HOUR PER DAY DURING TRADING HOURS. 2. NY LTC BROKER, LTD., SOLE PROPRIETOR, START DATE: 01/05, 221 W. CHURCH STREET, ELMIRA, NY 14901, INDIVIDUAL, INSURANCE AGENCY/AGENT, INVESTMENT RELATED, 5 HOURS PER MONTH, 1/2 HOUR PER DAY DURING TRADING HOURS. 3. JOHN P. MUSTICO LAW FIRM, START DATE: 01/05, 221 W. CHURCH STREET, ELMIRA, NY 14901, TRUST SERVICE AND ESTATE PLANNING REFERRALS, NOT INVESTMENT RELATED, 2 HOURS PER MONTH, 1/2 HOUR PER DAY DURING TRADING HOURS. 4. DONALD W MUSTICO LAW FIRM, START DATE: 01/05, 221 W. CHURCH STREET, ELMIRA, NY 14901, TRUST & ESTATE PLANNING REFERRAL SERVICES, NOT INVESTMENT RELATED, 2 HOURS PER MONTH, 1/2 HOUR PER DAY DURING TRADING HOURS. 5. FUNDAMENTAL COMPLIANCE CONSULTING, LLC., START DATE: 01/01/13, 2843 COUNTY LINE DRIVE, BIG FLATS, NY 14814, SPOUSE'S BUSINESS, BOOKKEEPER, NOT INVESTMENT RELATED, 2 HORUS MONTH MONTH, 1/2 HOUR PER DAY DURING TRADING HOURS. 6. The Mustico Financial Group, Inc. CRD# 125763, Start Date Upon passing the S65 Exam, 221 West Church St, Elmira, NNY 1491, Corporation, RIA, Administrator Post Series 65 IAR, Portfolio Review, Client paperwork, Scheduling, Answering phones, Securities review, Investment Related, 80 Hours per month, 4 Hours per day during trading hours. 7. KAFL Insurance Resources, Start Date: 08/20/2026, 221 W Church St., FL 2, Elmira, NY 14901, Corporation, Insurance Agency, Sub-Contractor, Insurance Sales, Not Investment Related, 5 Hours per month, 1 Hour per day during trading hours. 8. Mutual Securities, Inc. 12/15/2017 221 W. Church St. Elmira, NY 14901 Registered Representative, 35 Hours per week
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 2004-11-11 |
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