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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-06 |
| TX | RA | APPROVED_RES | 2010-09-29 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
100 West Church Street, Elmira, NY 14901 • United States
Horseheads, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Elmira | NY | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*389964 - Kiwanis Club of Horseheads; Investment related - No; Horseheads, NY; Comminity Service; Board Member(proprietor, partner, officer, director, employee, trustee, agent); Feb 2020; During business hours: 2; After business hours: 6; Labor/Service *516442- GST Boces; Investment related-No, New York; Referee school sports; Employee (proprietor, partner, officer, director, employee, trustee, agent); 09/2022; During business hours: 0; After business hours: 8
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-03-12 |
| S65 | Uniform Investment Adviser Law Examination | 1999-03-12 |
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