Richard Lloyd Goldman

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney
  Elmira, NY
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2003-10-14 → 2009-03-03
  Wells Fargo Clearing Services, Llc
  Elmira, NY
  Elmira, NY

Other Businesses

*172278 - Town of Ulysses; Investment related: No; trumansburg, New York; Government; finance commitee member (proprietor, partner, officer, director, employee, trustee, agent); 01/2014; During business hours: 0; After business hours: 2; review capital plan for best practices 2. OWNER OF RENTAL PROPERTY AS OF 04/2014, TRUMANSBURG, NY; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 1 * 442322 - Rental Property; Investment related Yes; trumansburg, NY; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); May 2021; During business hours: 0; After business hours: 1; Labor/Service. . *236337- rental property; Investment related-Yes; trumansburg, New York; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 04/2014; During business hours: 0; After business hours: 2; Property Management 685785- Town of Ulysses; Investment related: No; Trumansburg, New York; Government; Elected for Political Office - Town Councilman (proprietor, partner, officer, director, employee, trustee, agent); 03/2026; During business hours: 2; After business hours: 13; Running for Political Office/Campaigning

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-08-13
• S63 Uniform Securities Agent State Law Examination
  1988-05-25