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The Mustico Financial Group, Inc. CRD 125763
$317M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
221 West Church St., Elmira, NY 14901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-08-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Mustico Financial Group, Inc. | Elmira | NY | 05/2002 | Present |
| Michael Mustico, Esquire | Elmira | NY | 05/2002 | Present |
221 West Church Street Holding LLC, 221 West Church St, Elmira, NY 14901. This is not investment related. I am a 1% general managing partner since approximately the December 2013. The business owns the building that The Mustico Financial Group, Inc., along with other tenants, rents in Elmira. I spend less than 1 hour per month on this, mostly bookwork.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-24 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-11 |
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