Xavier Raymond Mustico

Employer firm

The Mustico Financial Group, Inc. CRD 125763

$317M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• PORTFOLIO MONITORING AND CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → 06/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Syracuse, NY
• 08/2015 → 09/2016
  Donald W. Mustico Law
  Elmira, NY
• 03/2017 → 06/2020
  Bank Of America, N.A.
  Syracuse, NY
• 06/2020 → Present
  Mutual Securities, Inc.
  Camarillo, CA
• 06/2020 → Present
  The Mustico Financial Group, Inc.
  Elmira, NY

Previous Registrations

• 2016-12-23 → 2018-07-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Syracuse, NY
  Syracuse, NY
  Liverpool, NY
  Liverpool, NY

Other Businesses

1. The Mustico Financial Group, Inc., Start Date: 06/23/2020, 211 W Church St, Elmira, NY 14901, Corporation, RIA, Admin, Portfolio Review, Client Paperwork, Scheduling, Answering Phones, Securities Review, Investment Related, 80 Hours per Month, 4 Hours per day during trading hours. 2. Elmira Downtown Development, Inc., TBD, 311 E Water St, Elmira, NY 14901, Corporation, Board of Directors of a Non-Profit Organization, Board Member, Perform duties as a board of director member, eventually serve on a committee, be an ambassador of the organization and discuss what we are trying to accomplish, Not Investment Related, 2 Hours per month, 0 Hours per day during trading hours. 3. NY LTC Broker, LTD Insurance Agent, Start Date: 12/15/2021, 221 W Church St., Elmira, NY 14901, Sole Proprietor, Individual Insurance Agency/Agent, Agent, Offering Life Insurance products as one element of wealth management where appropriate, Investment Related, 5 Hours per month, 1/2 Hours per day during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2021-01-13

Designations

• Certified Financial Planner

Other Names

• Xavier Mustico