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221 West Church St., Elmira, NY 14901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-06-24 |
| FL | RA | APPROVED | 2021-03-16 |
| PA | RA | APPROVED | 2020-07-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Syracuse | NY | 09/2016 | 06/2020 |
| Donald W. Mustico Law | Elmira | NY | 08/2015 | 09/2016 |
| Bank Of America, N.A. | Syracuse | NY | 03/2017 | 06/2020 |
| Mutual Securities, Inc. | Camarillo | CA | 06/2020 | Present |
| The Mustico Financial Group, Inc. | Elmira | NY | 06/2020 | Present |
1. The Mustico Financial Group, Inc., Start Date: 06/23/2020, 211 W Church St, Elmira, NY 14901, Corporation, RIA, Admin, Portfolio Review, Client Paperwork, Scheduling, Answering Phones, Securities Review, Investment Related, 80 Hours per Month, 4 Hours per day during trading hours. 2. Elmira Downtown Development, Inc., TBD, 311 E Water St, Elmira, NY 14901, Corporation, Board of Directors of a Non-Profit Organization, Board Member, Perform duties as a board of director member, eventually serve on a committee, be an ambassador of the organization and discuss what we are trying to accomplish, Not Investment Related, 2 Hours per month, 0 Hours per day during trading hours. 3. NY LTC Broker, LTD Insurance Agent, Start Date: 12/15/2021, 221 W Church St., Elmira, NY 14901, Sole Proprietor, Individual Insurance Agency/Agent, Agent, Offering Life Insurance products as one element of wealth management where appropriate, Investment Related, 5 Hours per month, 1/2 Hours per day during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-13 |
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