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Current Employers
The Mustico Financial Group, Inc.

221 West Church St., Elmira, NY 14901 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-06-24
FL RA APPROVED 2021-03-16
PA RA APPROVED 2020-07-15
  • NY RA
    APPROVED
    Since 2024-06-24
  • FL RA
    APPROVED
    Since 2021-03-16
  • PA RA
    APPROVED
    Since 2020-07-15

Branch Locations

221 West Church St., Elmira, NY 14901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Syracuse NY 09/2016 06/2020
Donald W. Mustico Law Elmira NY 08/2015 09/2016
Bank Of America, N.A. Syracuse NY 03/2017 06/2020
Mutual Securities, Inc. Camarillo CA 06/2020 Present
The Mustico Financial Group, Inc. Elmira NY 06/2020 Present
Previous Registrations
Other Businesses

1. The Mustico Financial Group, Inc., Start Date: 06/23/2020, 211 W Church St, Elmira, NY 14901, Corporation, RIA, Admin, Portfolio Review, Client Paperwork, Scheduling, Answering Phones, Securities Review, Investment Related, 80 Hours per Month, 4 Hours per day during trading hours. 2. Elmira Downtown Development, Inc., TBD, 311 E Water St, Elmira, NY 14901, Corporation, Board of Directors of a Non-Profit Organization, Board Member, Perform duties as a board of director member, eventually serve on a committee, be an ambassador of the organization and discuss what we are trying to accomplish, Not Investment Related, 2 Hours per month, 0 Hours per day during trading hours. 3. NY LTC Broker, LTD Insurance Agent, Start Date: 12/15/2021, 221 W Church St., Elmira, NY 14901, Sole Proprietor, Individual Insurance Agency/Agent, Agent, Offering Life Insurance products as one element of wealth management where appropriate, Investment Related, 5 Hours per month, 1/2 Hours per day during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-13
  • S66 Uniform Combined State Law Examination
    2021-01-13
Designations
Other Names
  • Xavier Mustico

View on SEC IAPD

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