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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-04-08
CA RA APPROVED 2012-01-11
TX RA APPROVED 2011-01-13
CT RA APPROVED 2010-11-16
  • NY RA
    APPROVED
    Since 2022-04-08
  • CA RA
    APPROVED
    Since 2012-01-11
  • TX RA
    APPROVED
    Since 2011-01-13
  • CT RA
    APPROVED
    Since 2010-11-16

Branch Locations

360 Hamilton Ave Pbig - White Plains, White Plains, NY 10601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greenwich CT 07/2005 Present
Bank Of America, N.A. Greenwich CT 07/2015 Present
Other Businesses

I*82585 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: BARROOM, LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: HARTFORD, CONNECTICUT 06114 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: MEMBER OF LLC START DATE OF RELATIONSHIP: 10/01/2015 NUMBER OF HOURS DEVOTED: 90 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I AM A MEMBER OF BARROOM, LLC. BARROOM, LLC HAS HIRED THE IRON NETWORK, LLC TO BUILD A APP ON THE IPHONE IOS SYSTEM. MY ROLE IN THIS PROCESS IN TO PROVIDE THE IDEA/SKETCH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-15
  • S66 Uniform Combined State Law Examination
    2010-11-15
Other Names
  • Peter Gut
  • Peter Julian Gut

View on SEC IAPD

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