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Elia Mora

Morgan Stanley

La Jolla, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-12-11
TX RA APPROVED 2024-12-11
  • CA RA
    APPROVED
    Since 2024-12-11
  • TX RA
    APPROVED
    Since 2024-12-11

Branch Locations

1111 Prospect Street, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691) San Diego FL 03/2012 11/2024
American International Enterprices Inc Dba Sd Commercial San Diego CA 12/2015 09/2020
Morgan Stanley La Jolla CA 12/2024 Present
  • 03/2012 → 11/2024
    Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691)
    San Diego, FL
  • 12/2015 → 09/2020
    American International Enterprices Inc Dba Sd Commercial
    San Diego, CA
  • 12/2024 → Present
    Morgan Stanley
    La Jolla, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-14
  • S66 Uniform Combined State Law Examination
    2024-10-14
Other Names
  • Elia Mora-Gomez
  • Elia Mora
  • Elia Torres
  • Elia Torres
  • Elia Mora

View on SEC IAPD

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