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4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-04-30 |
Branch Locations
11 Naubuc Ave., Glastonbury, CT 06033 • United States
4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Cheshire | CT | 05/2016 | 04/2021 |
| Raymond James Financial Services Advisors Inc. | Cheshire | CT | 06/2016 | 04/2021 |
| Liberty Bank | Cheshire | CT | 05/2016 | 04/2021 |
| Capitol Securities Management | Glastonbury | CT | 04/2021 | Present |
Name of Business: Main Street Foundation - Men and Boys Fund Investment-related: No Address: n/a Nature of OBA: Non profit 501C3 Position, title, or relationship with OBA: Advisory board member Start date: 6/6/24 Approx # of hours/month you devote to OBA: 2 Approx # of hours/month you devote to OBA during trading hours: 0 Duties: Monthly meetings and annual fundraising breakfast to help underprivileged boys in my community
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-09 |
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