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801 Grand Ave, Des Moines, IA 50392-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2019-02-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Des Moines | IA | 03/2006 | 12/2018 |
| Wells Fargo Advisors Llc | Des Moines | IA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Des Moines | IA | 11/2016 | 06/2017 |
| Principal Funds Distributor, Inc | Des Moines | IA | 02/2019 | Present |
| Unemployed | Clive | IA | 12/2018 | 02/2019 |
| Principal Securities Inc. | Des Moines | IA | 02/2019 | Present |
| Principal Asset Management | Des Moines | IA | 02/2019 | Present |
1) Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates. 2) Financial and Healthcare Power of Attorney for father David Latta beginning 5/24/2025, administered from home. Approximately 1 hour/week, 0 during trading. No compensation, not investment-related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-10 |
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