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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-16
CT RA APPROVED 2017-10-24
RI RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2019-07-16
  • CT RA
    APPROVED
    Since 2017-10-24
  • RI RA
    APPROVED
    Since 2017-03-25

Branch Locations

45 Glastonbury Boulevard 1St Floor, Glastonbury, CT 06033 • United States

200 Crossings Blvd Suite 200, Warwick, RI 02886 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Wethersfield CT 11/2007 03/2017
Massmutual Life Insurance Co Warwick RI 07/2016 Present
Mml Investors Services, Llc Warwick RI 03/2017 Present
  • 11/2007 → 03/2017
    Metlife Securities Inc
    Wethersfield, CT
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Warwick, RI
  • 03/2017 → Present
    Warwick, RI
Previous Registrations
  • 2016-10-31 → 2017-03-25
    Msi Financial Services, Inc.
    Glastonbury, CT
    Glastonbury, CT
    Warwick, RI
Other Businesses

(1) INDEPENDENT INSURANCE AGENT SELLING FIXED ANNUITIES, DISABILITY INSURANCE, LTC, LIFE ACCIDENT AND HEALTH - MEDICARE RELATED PRODUCTS FOR 1HR/WK DURING SECURITIES TRADING & 1HR/WKND & EVENINGS SINCE 11/2012. (2) NAME: GRISWOLD PUBLIC SCHOOLS INV REL: N ADD: 267 SLATER AVE, GRISWOLD, CT 06351 NATURE: SPORTS OFFICIAL POSITION: HEAD HIGH SCHOOL FOOTBALL COACH START DATE: 04/20/2026 NO. HR/MO: 60 NO. HR/MO DURING SEC TRADING: 0 DUTIES: COACHING HIGH SCHOOL FOOTBALL PLAYERS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-10-20
S63 Uniform Securities Agent State Law Examination 2010-05-04
  • S65 Uniform Investment Adviser Law Examination
    2016-10-20
  • S63 Uniform Securities Agent State Law Examination
    2010-05-04

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