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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2025-11-17 |
| TX | RA | APPROVED | 2019-06-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 05/2007 | 06/2019 |
| Lpl Financial, Llc | Oklahoma City | OK | 06/2019 | Present |
1) 7/16/2019 - Trailhead Financial Advisors - Investment related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - start date:06/19/2019 - 1 hr/mo - 0 hrs during trading. 2) 6/8/2020 - Cornerstone Wealth Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/03/2020 - 100 Hours Per Month/8 Hours During Securities Trading. 3) 9/24/2020 - Five Years LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 04/23/2020 - 1 Hour Per Month/0 Hours During Securities Trading. 4) 09/21/2021 - Viking Creek, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 09/16/2021 -1 Hour Per Month/0 Hours During Securities Trading. 5) 06/03/2022 - Clearwater Royalty - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date - 05/30/2022 - 1 Hours Per Month/ 0 Hours During Securities Trading. 6) 10/04/2022 - Clearwater Energy -Nonop, LLC - Not Investment Related - 3116 NW 61st Terr OKC OK 73112 - Start Date - 09/01/2022 - 1 Hours Per Month/0 Hours During Securities Trading 7) 2/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 2/1/2023 - 100 Hours Per Month/8 Hours During Securities Trading 8) 3/24/2023 - PICKETT GROUP - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 03/16/2023 - 0 Hours Per Month/0 Hours During Securities Trading. 9) 10/3/2023: Tenaciously Teal; Oklahoma City, OK; Non-Profit Board Member; Not inv. related; start date 6/2/2023; 1hr/mo. during trading. 10) 10/10/2024 - CWA Brokerage - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 5 Hours Per Month/ During Trading 11) 02/24/2025- EZ Home Maintenance- Other - Home Maintenance Business Owner- Not INV Related- Home based- Start date 03/01/2025- 20 Hours Per Month 12) 10/24/2025 - Consilium, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/06/2025 - 0 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-26 |
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