Best Investors Account Sign in

Rickey Shawn Ezell

LPl Financial LLC

Edmond, OK

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2025-11-17
TX RA APPROVED 2019-06-17
  • OK RA
    APPROVED
    Since 2025-11-17
  • TX RA
    APPROVED
    Since 2019-06-17

Branch Locations

2908 Via Esperanza, Edmond, OK 73013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 05/2007 06/2019
Lpl Financial, Llc Oklahoma City OK 06/2019 Present
Previous Registrations
  • 2007-09-19 → 2019-06-20
    St Louis, MO
    Tempe, AZ
    Edmond, OK
    Edmond, OK
    Oklahoma City, OK
    Edmond, OK
    St Louis, MO
Other Businesses

1) 7/16/2019 - Trailhead Financial Advisors - Investment related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - start date:06/19/2019 - 1 hr/mo - 0 hrs during trading. 2) 6/8/2020 - Cornerstone Wealth Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/03/2020 - 100 Hours Per Month/8 Hours During Securities Trading. 3) 9/24/2020 - Five Years LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 04/23/2020 - 1 Hour Per Month/0 Hours During Securities Trading. 4) 09/21/2021 - Viking Creek, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 09/16/2021 -1 Hour Per Month/0 Hours During Securities Trading. 5) 06/03/2022 - Clearwater Royalty - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date - 05/30/2022 - 1 Hours Per Month/ 0 Hours During Securities Trading. 6) 10/04/2022 - Clearwater Energy -Nonop, LLC - Not Investment Related - 3116 NW 61st Terr OKC OK 73112 - Start Date - 09/01/2022 - 1 Hours Per Month/0 Hours During Securities Trading 7) 2/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 2/1/2023 - 100 Hours Per Month/8 Hours During Securities Trading 8) 3/24/2023 - PICKETT GROUP - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 03/16/2023 - 0 Hours Per Month/0 Hours During Securities Trading. 9) 10/3/2023: Tenaciously Teal; Oklahoma City, OK; Non-Profit Board Member; Not inv. related; start date 6/2/2023; 1hr/mo. during trading. 10) 10/10/2024 - CWA Brokerage - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 5 Hours Per Month/ During Trading 11) 02/24/2025- EZ Home Maintenance- Other - Home Maintenance Business Owner- Not INV Related- Home based- Start date 03/01/2025- 20 Hours Per Month 12) 10/24/2025 - Consilium, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/06/2025 - 0 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-26
  • S66 Uniform Combined State Law Examination
    2007-07-26
Other Names
  • Shawn Ezell
  • Rickey Ezell

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Edmond, OK

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor