Kathleen Anne Ringler

Current Employers

Employment History

• 01/2011 → 10/2016
  Commonwealth Financial Network
  Waltham, MA
• 12/2010 → 10/2016
  Bank Rhode Island
  Providence, RI
• 10/2016 → 05/2022
  Infinex Investments, Inc.
  Meriden, CT
• 10/2016 → 05/2022
  Chelsea Groton Bank
  Mystic, CT
• 05/2022 → Present
  Rbc Capital Markets, Llc
  Glastonbury, CT

Previous Registrations

• 2018-12-10 → 2022-05-26
  Osaic Institutions, Inc.
  Mystic, CT
  Groton, CT
  Pawcatuck, CT

Other Businesses

NAME OF ENTITY: North Kingstown High School ADDRESS: 150 Fairway Drive North Kingstown, RI 02852 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: CTE Advisory Council CAPACITY: Other - Advisory Board for educational programs START DATE: 9/27/22 DUTIES: Mentoring student projects as it relates to business. Providing feedback when students work in group setting. Listen to student ideas and provide feedback from business perspective. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-12-08
• S63 Uniform Securities Agent State Law Examination
  1999-10-14

Other Names

• Kathleen Mclaughlin
• Kathleen Anne Mclaughlin