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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-10-19
IL RA APPROVED 2009-05-15
  • TX RA
    APPROVED_RES
    Since 2016-10-19
  • IL RA
    APPROVED
    Since 2009-05-15

Branch Locations

28381 Davis Pkwy Ste 703, Warrenville, IL 60555 • United States

Elburn, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Warrenville IL 04/2007 03/2020
Ameriprise Financial Services, Llc Warrenville IL 03/2020 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; 2010 Cobalt Court, , Dubuque, IA, 52001; Not Investment-Related; 07/01/2026. Business Ownership; Prestidge Johnsen Operations, LLC; Management of staff and operations in financial planning practice.; Management of staff, real estate and general operations of financial planning practice.; 28381 Davis Pkwy Suite 703, , Warrenville, IL, 60555; Investment-Related; 12/31/2020; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Prestidge Johnsen Operations, LLC; Treasurer and Secretary - Management of staff, real estate and general operations of financial planning practice.; ; 28381 Davis Pkwy Suite 703, , Warrenville, IL, 60555; Investment-Related; 01/15/2021; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-14
  • S66 Uniform Combined State Law Examination
    2007-07-14
Designations

View on SEC IAPD

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