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Charles Tramantano

Wells Fargo Clearing Services, LLC

Purchase, NY

Hopewell Junction, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-06-28
NY RA APPROVED 2021-08-05
TX RA APPROVED_RES 2020-09-23
NJ RA APPROVED 2012-05-14
  • CT RA
    APPROVED
    Since 2024-06-28
  • NY RA
    APPROVED
    Since 2021-08-05
  • TX RA
    APPROVED_RES
    Since 2020-09-23
  • NJ RA
    APPROVED
    Since 2012-05-14

Branch Locations

2500 Westchester Ave Ste 201 [C3-Rbo], Purchase, NY 10577 • United States

394 Route 376, Hopewell Junction, NY 12533 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Tarrytown NY 05/2012 11/2016
Wells Fargo Clearing Services, Llc Tarrytown NY 11/2016 Present
Previous Registrations
  • 2008-05-14 → 2012-05-15
    Chase Investment Services Corp.
    Scarsdale, NY
    Scarsdale, NY
    Yonkers, NY
    Tuckahoe, NY
    Yonker, NY
    Scarsdale, NY
    Scarsdale, NY
  • 2007-06-19 → 2008-03-04
    Morgan Stanley & Co. Llc
    Mt. Kisko, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-16
  • S66 Uniform Combined State Law Examination
    2007-06-16
Designations

View on SEC IAPD

Other Firms

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OTR GLOBAL LLC
JANNEY MONTGOMERY SCOTT LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
GREYWOLF CAPITAL MANAGEMENT LP
OLSTEIN CAPITAL MANAGEMENT, L.P.

Other Investors

JOSHUA BERNARD SANDBULTE
ERIC ALAN BICKLER
RYAN VINCENT HETZER
SIOBHAN BRADY
Anthony Joseph DiPerri
Michael Patrick Zazuri
DYLAN William WYNNE
ROB ANTONY SABEL

Other Offices

GREENHAVEN ASSOCIATES INC · PURCHASE, NY
UBS FINANCIAL SERVICES INC. · Purchase, NY
NOW ASSET MANAGEMENT LLC · PURCHASE, NY
OTR GLOBAL LLC · PURCHASE, NY
JANNEY MONTGOMERY SCOTT LLC · PURCHASE, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PURCHASE, NY
GREYWOLF CAPITAL MANAGEMENT LP · PURCHASE, NY
OLSTEIN CAPITAL MANAGEMENT, L.P. · PURCHASE, NY

More in Purchase, NY

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