Leigh Anne Hughes

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-08-26
KY	RA	APPROVED	2007-05-10

TX RA
APPROVED_RES

Since 2013-08-26
KY RA
APPROVED

Since 2007-05-10

Branch Locations

297 N Hubbards Ln 2Nd & 3Rd Fl, Louisville, KY 40207 • United States

Lousiville, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Louisville	KY	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Louisville	KY	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Louisville, KY
11/2016 → Present

Wells Fargo Clearing Services, Llc

Louisville, KY

Other Businesses

KENTUCKY HUMANE SOCIETY, INV RELATED, LOUISVILLE, KY, FINANCE COMMITTEE MEMBER, START 11/1/2024, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, PROVIDING OVERSIGHT AND MONITORING INVESTMENTS FOR ADHERENCE TO THE INVESTMENT POLICY STATEMENT.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-05-09

S66 Uniform Combined State Law Examination

2007-05-09

Designations

Other Names

Leigh Anne Lochner

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews