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James Wahout

Wells Fargo Clearing Services, LLC

Deerfield, IL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-19
IL RA APPROVED 2022-03-03
  • TX RA
    APPROVED
    Since 2024-08-19
  • IL RA
    APPROVED
    Since 2022-03-03

Branch Locations

500 Lake Cook Rd Ste 300 [Yq-Rbo], Deerfield, IL 60015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Schaumburg IL 03/2007 03/2022
Wells Fargo Clearing Services, Llc Chicago IL 03/2022 Present
Previous Registrations
  • 2007-06-13 → 2022-03-04
    Citigroup Global Markets Inc.
    Vernon Hills, IL
    Arlington Heights, IL
    New York, NY
    Chicago, IL
    Chicago, IL
    Long Island City, NY
    Winnetka, IL
    Tampa, FL
    Winnetka, IL
    San Antonio, TX
    Arlington Heights., IL
    Chicago, IL
    Deerfield, IL
    Arlington Heights, IL
    Chicago, IL
    Schaumburg, IL
    Miami, FL
    Palatine, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-15
  • S66 Uniform Combined State Law Examination
    2007-05-15
Other Names
  • James W Wahout

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Deerfield, IL
CAPITAL RESOURCE MANAGEMENT,INC. · DEERFIELD, IL
ROBERTS, GLORE & CO. · DEERFIELD, IL
PICKWICK WEALTH MANAGEMENT · DEERFIELD, IL
OSAIC WEALTH, INC. · DEERFIELD, IL
WAVERLY ADVISORS, LLC · Deerfield, IL
LPL FINANCIAL LLC · Deerfield, IL
NADLER FINANCIAL GROUP, INC. · DEERFIELD, IL

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