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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-09-10
CA RA APPROVED 2021-04-29
  • TX RA
    APPROVED
    Since 2021-09-10
  • CA RA
    APPROVED
    Since 2021-04-29

Branch Locations

55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Pasadena CA 01/2021 Present
Grandway Asset Management, Inc. Pasadena CA 05/2012 12/2020
  • 01/2021 → Present
    Pasadena, CA
  • 05/2012 → 12/2020
    Grandway Asset Management, Inc.
    Pasadena, CA
Previous Registrations
Other Businesses

*427302 - Kins Asset Management, Inc...; Investment related Yes; Pasadena, CA; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); March 2021; During business hours: 0; After business hours: 10; Property Management.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-29
  • S66 Uniform Combined State Law Examination
    2021-04-29
Other Names
  • Kin Fung J Chan
  • James K Chan
  • Kin F Chan

View on SEC IAPD

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