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Current Employers
Brandes Investment Partners, Lp

4275 Executive Square, 5Th Floor, La Jolla, CA 92037 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2020-01-29
CA RA APPROVED 2007-03-09
  • NV RA
    APPROVED
    Since 2020-01-29
  • CA RA
    APPROVED
    Since 2007-03-09

Branch Locations

4275 Executive Square, 5Th Floor, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brandes Investment Partners, Lp Oakland CA 11/2001 Present
Alps Distributors, Inc Denver CO 09/2015 07/2024
Foreside Fund Services, Llc Oakland CA 07/2024 Present
  • 11/2001 → Present
    Oakland, CA
  • 09/2015 → 07/2024
    Alps Distributors, Inc
    Denver, CO
  • 07/2024 → Present
    Foreside Fund Services, Llc
    Oakland, CA
Other Businesses

1) Brandes Investment Partners, LP; Investment Related; Oakland, CA; Sales; Regional Director; 160 hours per month; Start Date 11/2001; Outside sales rep

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-04-28
S65 Uniform Investment Adviser Law Examination 2006-10-31
  • S63 Uniform Securities Agent State Law Examination
    2008-04-28
  • S65 Uniform Investment Adviser Law Examination
    2006-10-31

View on SEC IAPD

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