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4275 Executive Square, 5Th Floor, La Jolla, CA 92037 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2020-01-29 |
| CA | RA | APPROVED | 2007-03-09 |
Branch Locations
4275 Executive Square, 5Th Floor, La Jolla, CA 92037 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brandes Investment Partners, Lp | Oakland | CA | 11/2001 | Present |
| Alps Distributors, Inc | Denver | CO | 09/2015 | 07/2024 |
| Foreside Fund Services, Llc | Oakland | CA | 07/2024 | Present |
1) Brandes Investment Partners, LP; Investment Related; Oakland, CA; Sales; Regional Director; 160 hours per month; Start Date 11/2001; Outside sales rep
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-04-28 |
| S65 | Uniform Investment Adviser Law Examination | 2006-10-31 |
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