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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-04-21 |
Branch Locations
2500 Westchester Avenue Suite 210, Purchase, NY 10577 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legg Mason & Co Llc | Stamford | CT | 07/2015 | 06/2017 |
| Legg Mason Investor Services, Llc | Stamford | CT | 07/2015 | 06/2017 |
| City National Rochdale | New York | NY | 06/2017 | 09/2021 |
| Altium Wealth Management | Purchase | NY | 09/2021 | 04/2022 |
| Hightower Altium Holding, Llc | Purchase | NY | 04/2022 | 04/2023 |
| Hightower Advisors | Chicago | IL | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-05-05 |
| S66 | Uniform Combined State Law Examination | 2008-06-17 |
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