Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-12-06
TX RA APPROVED_RES 2018-11-09
CA RA APPROVED 2010-10-11
  • AZ RA
    APPROVED
    Since 2024-12-06
  • TX RA
    APPROVED_RES
    Since 2018-11-09
  • CA RA
    APPROVED
    Since 2010-10-11

Branch Locations

1021 N Hwy 89, Suite 106, Chino Valley, AZ 86323 • United States

1335 Gail Gardner Way, Prescott, AZ 86305 • United States

550 East Gurley St, Prescott, AZ 86301 • United States

7111 Pav Way, Prescott Valley, AZ 86314-1218 • United States

601 W. Highway 89A, Suite 1, Cottonwood, AZ 86326 • United States

825 E Butler Ave., Flagstaff, AZ 86001 • United States

5200 N Hwy 89, Flagstaff, AZ 86004 • United States

20 E. Roadrunner Drive Ste C, Sedona, AZ 86336 • United States

2355 W. Pinnacle Peak Rd, Phoenix, AZ 85027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Arizona State Credit Union Cottonwood AZ 09/2010 Present
Lpl Financial Services Charlotte NC 10/2010 Present
  • 09/2010 → Present
    Arizona State Credit Union
    Cottonwood, AZ
  • 10/2010 → Present
    Lpl Financial Services
    Charlotte, NC
Previous Registrations
  • 2010-07-01 → 2010-07-20
    Wells Fargo Investments, Llc
    Flagstaff, AZ
  • 2009-02-02 → 2009-06-26
    Cetera Investment Services Llc
    Burlington, VT
Other Businesses

1. 12/02/2010 - REAL ESTATE RENTAL - Investment Related - VERMONT - Time Spent 1%. 2. 3/9/2018 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name OneAZ Wealth Management - Investment Related - At Reported Business Location(s) - Start Date: 2/28/2018 - 40 Hours Per Month/40 Hours During Trading. 3. 01/14/2019 - No business name - Investment related - Cottonwood, AZ - Real Estate Rental - start date:11/01/2018 - 1 hr/mo. 4. 02/10/2022 - No Business Name - Investment Related - Prescott Valley, AZ - Real Estate Rental - Start Date: 02/01/2022 - 7 Hours Per Month/0 Hours During Securities Trading - Single family residential property. 5. 06/09/2026 - Rental Property - Real Estate Rental - Montgomery, VT - Start Date 06/23/2026 - 0 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-20
  • S66 Uniform Combined State Law Examination
    2009-01-20

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Chino Valley, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor