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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-12-06 |
| TX | RA | APPROVED_RES | 2018-11-09 |
| CA | RA | APPROVED | 2010-10-11 |
Branch Locations
1021 N Hwy 89, Suite 106, Chino Valley, AZ 86323 • United States
1335 Gail Gardner Way, Prescott, AZ 86305 • United States
550 East Gurley St, Prescott, AZ 86301 • United States
7111 Pav Way, Prescott Valley, AZ 86314-1218 • United States
601 W. Highway 89A, Suite 1, Cottonwood, AZ 86326 • United States
825 E Butler Ave., Flagstaff, AZ 86001 • United States
5200 N Hwy 89, Flagstaff, AZ 86004 • United States
20 E. Roadrunner Drive Ste C, Sedona, AZ 86336 • United States
2355 W. Pinnacle Peak Rd, Phoenix, AZ 85027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arizona State Credit Union | Cottonwood | AZ | 09/2010 | Present |
| Lpl Financial Services | Charlotte | NC | 10/2010 | Present |
1. 12/02/2010 - REAL ESTATE RENTAL - Investment Related - VERMONT - Time Spent 1%. 2. 3/9/2018 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name OneAZ Wealth Management - Investment Related - At Reported Business Location(s) - Start Date: 2/28/2018 - 40 Hours Per Month/40 Hours During Trading. 3. 01/14/2019 - No business name - Investment related - Cottonwood, AZ - Real Estate Rental - start date:11/01/2018 - 1 hr/mo. 4. 02/10/2022 - No Business Name - Investment Related - Prescott Valley, AZ - Real Estate Rental - Start Date: 02/01/2022 - 7 Hours Per Month/0 Hours During Securities Trading - Single family residential property. 5. 06/09/2026 - Rental Property - Real Estate Rental - Montgomery, VT - Start Date 06/23/2026 - 0 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-20 |
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