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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-04 |
Branch Locations
3177 Clearwater Drive Suite A, Prescott, AZ 86305 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Prescott | AZ | 06/2012 | 11/2017 |
| Lpl Financial Llc | Prescott | AZ | 11/2017 | 10/2024 |
| Ameriprise Financial Services, Llc | Prescott | AZ | 10/2024 | Present |
Real Estate Ownership; Commercial; 3177 Clearwater Dr Ste A, , Prescott, AZ, 86305; Not Investment-Related; 04/17/2018. Business Ownership; Helfinhacker, LLC; Owner; Personal LLC, per CPA's advise; 3177 Clearwater Dr Ste A, , Prescott, AZ, 86305; Not Investment-Related; 01/01/2018; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-01-26 |
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