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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-12-09 |
Branch Locations
3140 Stillwater Dr Ste A, Prescott, AZ 86305 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
3140 Stillwater Dr Ste A, Prescott, AZ 86305 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wealth Management Concepts, Inc. | Prescott | AZ | 10/1998 | 04/2019 |
| Royal Alliance Associates | Prescott | AZ | 10/2015 | 12/2021 |
| Bacci Investments Group, Inc. | Prescott | AZ | 04/2019 | Present |
| Lpl Financial, Llc | Prescott | AZ | 12/2021 | Present |
1) 11/2021 - DBA for LPL Business (entity for LPL business) - Bacci Investments Group, Inc - Investment Related - Prescott, AZ 86305 2) 8/2005 - Non-Variable Insurance - The National Benefit Corporation (TNBC) - Investment Related - Prescott, AZ 86305 3) 2/2018 - Business Entity For Tax/Investment Purposes Only - Bacci Investments Group, Inc. - Not Investment Related - Prescott, AZ 86305 4) 02/25/2025- United Christian Youth Camp (UCYC)- Outside/W-2 Employment- Not INV Related- At Prescott, AZ - Start date 02/15/2025- 15 Hours During Trading- 5) 10/15/2025- Crump Life Insurance Services-Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 09/29/2025- 10 Hours Per Month- 5 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-08-13 |
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