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Alexander Ray Bacci

LPl Financial LLC

Prescott, AZ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-09-02
  • AZ RA
    APPROVED
    Since 2025-09-02

Branch Locations

3140 Stillwater Dr Ste A, Prescott, AZ 86305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Home Depot Prescott Valley AZ 06/2021 05/2022
United Christian Youth Camp (Ucyc) Prescott AZ 05/2022 07/2022
Unemployed (School) Prescott AZ 11/2014 06/2021
Lpl Financial Prescott AZ 08/2022 Present
  • 06/2021 → 05/2022
    Home Depot
    Prescott Valley, AZ
  • 05/2022 → 07/2022
    United Christian Youth Camp (Ucyc)
    Prescott, AZ
  • 11/2014 → 06/2021
    Unemployed (School)
    Prescott, AZ
  • 08/2022 → Present
    Lpl Financial
    Prescott, AZ
Other Businesses

1- 11/2024 / Bacci Investments Group. Inc. / DBA for LPL Business (entity for LPL business) / INV RLTD / 84 HRS MNTH / 5 HRS DURING TRADING 2- 03/31/2026 - Bacci Investments Group - Notary - Investment Related - At Reported Business Location(s) - Start Date 03/25/2026 - 2 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-29
  • S66 Uniform Combined State Law Examination
    2025-08-29

View on SEC IAPD

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