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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-09-07 |
| CA | RA | APPROVED | 2000-02-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Ins Co | West Orange | CA | 10/1982 | Present |
| Nylife Securities Inc. | Santa Ana | CA | 12/1982 | Present |
| R.H. Morris Insurance And Financial Services | Tustin | CA | 07/2008 | 06/2019 |
[APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 15380 N Hatfield Drive, Prescott, AZ. 86305; Start Date 09/2021; Role/Title: Insurance Broker; Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [Lido DAO; Purchase Lido DAO; 15380 N Hatfield Drive, Prescott, AZ 86305; Start Date 11/2021; Role/Title: Owner; Not Investment Related; 1 hours per month; 1 hours per month during securities trading hours; passive investor]
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-02-19 |
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