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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-01-06
CA RA APPROVED 2025-01-03
  • AZ RA
    APPROVED
    Since 2025-01-06
  • CA RA
    APPROVED
    Since 2025-01-03

Branch Locations

3186 Willow Creek Rd, Prescott, AZ 86301 • United States

8601 N Scottsdale Rd Ste 150 [Tl-Rbo], Scottsdale, AZ 85253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 06/2024 10/2024
Unemployed Phoenix AZ 05/2024 06/2024
Hilton Worldwide/A Waldorf Astoria Resort Phoenix AZ 03/2021 05/2024
Northern Arizona University Flagstaff AZ 08/2017 05/2020
Unemployed Williams AZ 09/2020 11/2020
Unemployed Phoenix AZ 11/2020 03/2021
Albertson's Safeway Williams AZ 07/2017 09/2020
Unemployed Williams AZ 05/2017 07/2017
Sonic Drive In Chino Valley AZ 11/2014 05/2017
Wells Fargo Clearing Services, Llc Prescott AZ 11/2024 Present
Wells Fargo Bank, Na Prescott AZ 11/2024 Present
  • 06/2024 → 10/2024
    New York, NY
  • 05/2024 → 06/2024
    Unemployed
    Phoenix, AZ
  • 03/2021 → 05/2024
    Hilton Worldwide/A Waldorf Astoria Resort
    Phoenix, AZ
  • 08/2017 → 05/2020
    Northern Arizona University
    Flagstaff, AZ
  • 09/2020 → 11/2020
    Unemployed
    Williams, AZ
  • 11/2020 → 03/2021
    Unemployed
    Phoenix, AZ
  • 07/2017 → 09/2020
    Albertson's Safeway
    Williams, AZ
  • 05/2017 → 07/2017
    Unemployed
    Williams, AZ
  • 11/2014 → 05/2017
    Sonic Drive In
    Chino Valley, AZ
  • 11/2024 → Present
    Prescott, AZ
  • 11/2024 → Present
    Wells Fargo Bank, Na
    Prescott, AZ
Previous Registrations
Other Businesses

TBD - SELL LANDSCAPE PLANTS; NOT INV RELATED; PRESCOTT VALLEY, AZ; BACK YARD NURSERY ;100% OWNERSHIP; START DATE: 01/01/2026; 10 HRS PER MONTH; 0 HRS DURING TRADING:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-27
  • S66 Uniform Combined State Law Examination
    2024-06-27

View on SEC IAPD

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