Shawn M Hill

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-08-19
TX	RA	APPROVED	2021-08-19

CA RA
APPROVED

Since 2021-08-19
TX RA
APPROVED

Since 2021-08-19

Branch Locations

222 E. Carrillo St., Suite 106, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Santa Barbara	CA	02/2009	Present
Ubs Financial Services Inc	Santa Barbara	CA	08/2021	Present

02/2009 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Santa Barbara, CA
08/2021 → Present

Ubs Financial Services Inc

Santa Barbara, CA

Previous Registrations

2009-02-20 → 2021-08-20

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Santa Barbara, CA
2007-09-24 → 2009-03-11

Citigroup Global Markets Inc.

Santa Barbara, CA

Other Businesses

1) K Hill Living Trust/ Investment related?; yes/ Santa BArbara, CA, 93110/ Rental Real Estate/ Collecting/Distributing income/ start date: 10/2/2016 2) Janet Hill Living Trust/investment related?; yes/Santa Barbara, CA, 93110/ Collecting/Distributing Income/ start date: 6/2/2012

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-09-18

S66 Uniform Combined State Law Examination

2007-09-18

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

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